Financial Services

The financial services sector comprises a broad range of organisations, from asset managers and alternative finance platforms, through to wholesale banking and zinc traders. All have their own challenges, nuances and, in some cases, 'languages'. Our financial services team has the experience and capability to support you and your business in overcoming the complex issues you face on a daily basis.

One thing that unites the industry is the need to deal with complex risk, regulatory and compliance issues. Whether you have to adhere to just the UK rules and regulations or have overseas offices and have to deal with international regulators, our specialists have the expertise and experience to guide you through the complex landscape and provide you with integrated solutions.

Indeed, helping our clients deal with and adhere to the requirements of the PRA, FCA or international regulators is an important part of almost any piece of work we undertake in the sector. 

In addition to supporting the industry as a whole, we have teams with core sub sector focus in areas such as:

  • insurance, MGAs and insurance broking;
  • hedge funds and capital markets;
  • asset managers, IFAs and wealth managers;
  • building societies and banking; and
  • payment providers.
  • Insurance
  • AM, funds & CM
  • Wealth Managers & IFAs

Insurance

Be it life, general insurance, brokers, MGAs or syndicates, the insurance team at RSM is able to support you and your business in the areas you would expect.

AM, funds & CM

This forms a large part of our client base and is a specialism area. We work with broker dealers, retail and hedge funds, as well as other businesses focused on capital markets.

Wealth Managers & IFAs

Being firmly in the regulatory spotlight brings unique challenges and opportunities. Our teams understand that regulatory compliance is as important as ensuring that your clients and customers are happy.
Tim Prince
Tim Prince
Financial Services Senior Relationship Manager
Peter Allen
Peter Allen
Partner, Co-Head of Financial Services
Tim Prince
Tim Prince
Financial Services Senior Relationship Manager
Peter Allen
Peter Allen
Partner, Co-Head of Financial Services

International business services

Whether you’re taking your business overseas for the first time or you want to improve your current international operations, we can help.
ESG ESG

Environmental, Social and Governance

ESG is an essential consideration for any business wanting to impress stakeholders and contribute to the sustainability movement.
UK quarterly economic outlook UK quarterly economic outlook
The Real Economy

UK quarterly economic outlook

Unique insights and analysis into the UK’s real economy.